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RIA Compliance Concepts LLC

2407 South Bagdad Road Suite A, Leander, TX 78641 (Map) (Set as Local)
8337422246 - Main Phone Number
Validated on July 21st, 2020.

Hours of Operation
Day Open Close
Monday: 08:30 am 05:30 pm
Tuesday: 08:30 am 05:30 pm
Wednesday: 08:30 am 05:30 pm
Thursday: 08:30 am 05:30 pm
Friday: 08:30 am 05:30 pm

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8337422246 - Main Phone Number

Ivan Barretto Founder and Managing Partner I was introduced to RIA regulatory compliance when I accepted a position as a Financial Examiner with the Texas State Securities Board Inspection and Compliance Division in 2006. During my tenure at the Texas State Securities Board, I conducted routine and for-cause examinations for registered investment advisory firms across the state of Texas.
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